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UCTC Research Abstracts 2001-2

Dissertation Research

Faculty Research:

The following projects, submitted by faculty members of the University of California, were evaluated and selected for funding based on a peer review process.  

Using the Spatial Configuration of Cities to Estimate the Impact of Commuting Time on Hours of Work

Principal Investigator:
Prof. Antonio Bento
Bren School of Env. Mgmt.
UC Santa Barbara
Santa Barbara, CA 93016
Tel. 805 893-5804
Email: bento@bren.ucsb.edu


External Project Contact : All UCTC projects are co-sponsored by Caltrans, Contact Sallybeth Scott, Caltrans, 1120 N St., Sacramento, CA 94305, tel. 916 324-2440

Abstract: We propose what we believe to be the first study of the causal impact of fixed time costs (commuting) on labor supply. While a limited number of studies have estimated the correlation between hours of work and observed commuting, none have dealt with the endogeneity of commuting and thus yield biased estimates. We propose to isolate the exogenous impact of commuting using a novel instrumental-variables approach based on the dispersion of residential locations within and across cities. A credible estimate of the elasticity of hours of work with respect to commuting time is clearly important to our understanding of labor supply behavior and therefore the reaction of people to urban transportation policies aimed at changing commuting patterns.

Objective: improve understanding of fixed time costs on labor supply and estimate elasticity of hours of work with respect to commuting time

Tasks: review previous work on the topic, assemble data, analyze data, prepare reports

Milestones, Dates: Official start date Aug. 1, 2001, end July 31, 2002 

Student Involvement: Graduate Student Researcher 

Technology Transfer Activities: Publications will be posted on UCTC’s Website.

Relationship to Other UCTC Research: New project.

Potential Benefits: This research will result in greater insight into commute time’s impact on hours of work

Key Words: commute time, labor supply, hours of work, economic models

Direct Cost: $38.514


Evaluation of the California Safe Routes to School Program

Principal Investigator:
Prof. Marlon Boarnet
Institute of Transportation Studies
University of California, Irvine
Irvine, CA 92697-3600
Tel. 949 824-7695
Email: mgboarne@uci.edu

Other Key Participants:
Prof. Kristen Day 
Institute of Transportation Studies
University of California, Irvine
Irvine, CA 92697-3600
Tel. 949 824-5880
Email: kday@uci.edu


External Project Contact : All UCTC projects are co-sponsored by Caltrans, Contact Sallybeth Scott, Caltrans, 1120 N St., Sacramento, CA 94305, tel. 916 324-2440

Abstract: In this research, we will conduct a pre- and post-evaluation of the California Safe Routes to School (SR2S) construction program. The California SR2S allocates $20 million to local governments for street, sidewalk, and neighborhood and/or traffic design construction projects to improve the safety and feasibility of walking and bicycling to school. This program grew out of the confluence of several trends, including broad national interest in improving the livability and pedestrian friendliness of urban areas.
We will select six SR2S sites, and six sites not in the SR2S program as a “control group.” We will assess and document changes to SR2S sites that are associated with the construction program, comparing changes to sites not in the program. We will observe pedestrian and bicyclist behavior before and after SR2S construction at each site, and will survey parents before and after SR2S construction at each site to obtain information on attitudes and perceptions of safety. These data will allow an evaluation of the effectiveness of different neighborhood and traffic interventions in improving the safety of children’s non-motorized travel near schools, the frequency of walking and bicycling among children, and the interaction between perceived safety, traffic patterns, the physical environment, and walking and bicycling behavior.

Objective:
evaluate safe routes to school program and efficacy of different neighborhood interventions. 

Tasks:
review previous work on the topic, assemble data, analyze data, prepare reports

Milestones, Dates:
Official start date Aug. 1, 2001, end July 31, 2002 

Student Involvement:
Graduate Student Researcher 

Technology Transfer Activities:
Publications will be posted on UCTC’s Website.

Relationship to Other UCTC Research:
New project.

Potential Benefits: This research will result produce an evaluation of the California Safe Routes to School program and offer insight into the efficacy of pedestrian and other improvements in improving safety. 

Key Words: school access, safety, pedestrians, bicycles, sidewalks

Direct Cost: $71,902


Forecasting Demand and Values of Travel Time Savings for Freeway HOV,
Toll and HOT Facilities: Incorporating Attitudes and Perceptions into Commuter
Choice Models

Principal Investigator:
Prof. David Brownstone
Institute of Transportation Studies
University of California, Irvine
Irvine, CA 92697-3600
Tel. 949 824-7231
Email: dbrownst@uci.edu

Other Key Participants:
Thomas Golob
Institute of Transportation Studies
University of California, Irvine
Irvine, CA 92697-3600
Tel. 949 824-6287
Email: tgolob@uci.edu


External Project Contact : All UCTC projects are co-sponsored by Caltrans, Contact Sallybeth Scott, Caltrans, 1120 N St., Sacramento, CA 94305, tel. 916 324-2440

Abstract: Accurate forecasts of demand for restricted roadway facilities – high occupancy vehicle (HOV) lanes, toll lanes (including congestion pricing), or combined HOV and toll (HOT) lanes on freeways and bridges – are key to the success of such projects. Yet the track record for predictions for such projects throughout the U.S. is dismal; transportation professionals have not been successful in understanding traveler behavior regarding such choice alternatives. The objective of the proposed research is to explore reasons for these failings and to make recommendations regarding priorities for better models. Alternative model specifications documented in the literature will be compared on a common dataset. The most effective dataset for this purpose is the panel survey collected in 1997-1999 for evaluation of the San Diego I-15 Congestion Pricing Project, combined with recorded toll data and traffic speed data from freeway loop detectors and floating car measurements. The key new feature of this work is the joint modeling of commuters’ choices, perceptions of key trip attributes, and attitudes about road pricing. These variables will be related to commuter’s sociodemographic information as well as objective traffic network data typically used in demand analysis. This new model will be designed to predict both the economic and political feasibility of a project.

Objective:
improve modeling of toll facilities using panel data 

Tasks:
review previous work on the topic, assemble data, analyze data, prepare reports

Milestones, Dates:
Official start date Aug. 1, 2001, end July 31, 2002 

Student Involvement:
Graduate Student Researcher 

Technology Transfer Activities:
Publications will be posted on UCTC’s Website.

Relationship to Other UCTC Research:
New project.

Potential Benefits: This research will result in improved methods for forecasting the effects of HOV, HOT, and toll projects. 

Key Words: HOV, HOT lanes, tolls, models, panel data

Direct Cost: $65,057


Transit-Based Housing: Residential Sorting and Its Influence on Mode Choice

Principal Investigator:
Prof. Robert Cervero
Institute of Urban and Regional Development
University of California
Berkeley CA 94720-1787
Tel. 510-542-0779
Email: robertc@uclink.berkeley.edu


External Project Contact : All UCTC projects are co-sponsored by Caltrans, Contact Sallybeth Scott, Caltrans, 1120 N St., Sacramento, CA 94305, tel. 916 324-2440

Abstract: This research examines the impacts of transit-based housing on both residential location and mode choice. The degree to which ridership benefits are a product of self-selection or the inherent advantages of proximity to transit will be gauged. An operative hypothesis is that high ridership is a product of households conscientiously sorting themselves into rail-station areas for the very purpose of economizing on commuting. Living near rail stops is thought to also lower vehicle ownership rates. The combination of “residential sorting” and fewer cars are thought to be dominant factors in explaining mode choice for journeys to work. This hypothesis will be tested using nested logit models and year-2000 data on residential location, car ownership, and commute mode choice from the San Francisco Bay Area. Models will predict whether households reside within a half-mile ring of a rail station and how this in turn influences mode choice. Separate analyses will be carried out for the BART heavy-rail system, the CalTrain commuter rail system, and the VTA light-rail system. The results of the research will help inform policy-making in the areas of transit joint development and affordable housing production, including policy initiatives like Location Efficiency Mortgages.

Objective:
improve understanding of effects of transit based housing on residential location choice and mode choice 

Tasks:
review previous work on the topic, assemble data, analyze data, prepare reports

Milestones, Dates:
Official start date Aug. 1, 2001, end July 31, 2002 

Student Involvement:
Graduate Student Researcher 

Technology Transfer Activities: Publications will be posted on UCTC’s Website.

Relationship to Other UCTC Research: New project.

Potential Benefits: This research will result in greater insight into residential location choice, mode choice, and the efficacy of transit-oriented housing.

Key Words: mode choice, location choice, housing policy, transit policy

Direct Cost: $45,284


How Does Travel Behavior Change When Households Change Jobs?

Principal Investigator: 
Prof. William Clark
Dept. of Geography
UCLA
Los Angeles, CA
Tel. 310 .
Email: wclark@geog.ucla.edu


External Project Contact : All UCTC projects are co-sponsored by Caltrans, Contact Sallybeth Scott, Caltrans, 1120 N St., Sacramento, CA 94305, tel. 916 324-2440

Abstract: Research with a previous grant from UCTC established the relationship between the probabilities of moving closer to the job with increasing distance from the work place. Households beyond a threshold distance moved closer to the job when they changed residence and the probability of moving closer increased with greater work-residence separation. The current project builds on that research and examines the actual commuting behavior of workers in two-worker households when they change jobs. Do workers minimize commute distances in response to job changes and, when they change jobs do their travel patterns and travel modes change, and if so in what ways? The new research project uses panel data on travel to examine hypotheses about commuting distances, commuting times, mode choice and changing spatial patterns of employment. The study will provide important new data on how two-worker households negotiate job changes to minimize commuting. 

Objective:
improve understanding of transportation and residential location choice in two-worker households.

Tasks:
review previous work on the topic, assemble data, estimate model, prepare reports

Milestones, Dates:
Official start date Aug. 1, 2001, end July 31, 2002 

Student Involvement:
Graduate Student Researcher 

Technology Transfer Activities:
Publications will be posted on UCTC’s Website.

Relationship to Other UCTC Research:
New project.

Potential Benefits: This research will result in greater insight into how residential location choices are made in multi-worker households and how residential locations are related to workplace locations. 

Key Words: residential location choice, workplace location, commute patterns, two-worker households

Direct Cost: $41,432


Design of Vehicle Routes and Driver Shifts for Systems with Uncertain Demand

Principal Investigator:
Prof. Carlos Daganzo
416 McLaughlin Hall
University of California
Berkeley CA 94720
Tel. 510 642-3853
Email: daganzo@ce.berkeley.edu


External Project Contact : All UCTC projects are co-sponsored by Caltrans, Contact Sallybeth Scott, Caltrans, 1120 N St., Sacramento, CA 94305, tel. 916 324-2440

Abstract: This is a proposal to develop improved methods for making intermediate-term decisions for transit systems with predetermined routes and schedules and for one-to-many, demand-responsive transportation systems. In designing these systems, one must decide the number of vehicles to buy or lease, a menu of different work-shifts covering all work-hours and work-days, a number of crews to hire, an assignment of crews to shifts, and an operating strategy that determines the routes and schedules. These design decisions have to be made before the demands are known. Uncertainty makes the optimization problem quite difficult because the set of vehicle routes and schedules should cover the unknown realized demands. Depending on the problem, the routes and schedules may be allowed to change seasonally, weekly and/or be demand responsive. We propose to develop and test new design methods that use large-scale analytic approximations in conjunction with numerical optimization and simulations. The methods will be applied to a variety of problems and scenarios. Prior experience with simpler but related problems, and our preliminary work on the problem at hand, shows that the proposed hybrid methodology is quite effective. With a computational complexity of order O(n), where n is the number of realized demands in one design period, the methodology has proven to be very accurate. Details are given in the proposal.

Objective:
improve methods for management of transit routes and schedules 

Tasks:
review previous work on the topic, develop new methods, test methods, prepare reports

Milestones, Dates: Official start date Aug. 1, 2001, end July 31, 2002 

Student Involvement:
Graduate Student Researcher 

Technology Transfer Activities:
Publications will be posted on UCTC’s Website.

Relationship to Other UCTC Research:
New project.

Potential Benefits: This research will result in improved methods for transit routing, scheduling, and equipment purchase and management..

Key Words: transit, routing, crew scheduling, equipment management

Direct Cost: $52,930

 
Real-time Travel Data Collection System Augmented with Speech Interface

Principal Investigator:
Prof. Reginald Golledge
Dept. of Geography
UC Santa Barbara
Santa Barbara, CA 93106
Tel. 805 893-2731
Email: marstonj@geog.ucsb.edu


External Project Contact : All UCTC projects are co-sponsored by Caltrans, Contact Sallybeth Scott, Caltrans, 1120 N St., Sacramento, CA 94305, tel. 916 324-2440

Abstract: In this research we propose developing a conceptual model of a real time activity data collection device. This will be operationalized as a wearable computer complete with GPS recorder and speech input card. The wearable computer will be tied to a wireless local area network (WLAN) and real-time travel decisions (e.g. en-route changes in destinations and routes) can be immediately entered by voice into a database contained in a central server. We will pilot the results using pedestrian travel on the UCSB campus, and suggest ways of extrapolating from a localized pedestrian domain to a larger scale vehicular environment at an urban scale.

Objective:
develop and test a real time data collection device 

Tasks:
review previous work on the topic, develop conceptual model, develop a wearable computer, test device, prepare reports

Milestones, Dates:
Official start date Aug. 1, 2001, end July 31, 2002 

Student Involvement:
Graduate Student Researcher 

Technology Transfer Activities:
Publications will be posted on UCTC’s Website.

Relationship to Other UCTC Research:
New project.

Potential Benefits: This research will result in a tested prototype of a real time data collection device using a GPS recorder and speech input card. .

Key Words: equity, environmental justice, civil rights, social impact

Direct Cost: $54,537


Effect of Driving Mode on Light-Duty Vehicle Emissions Measured On-Road

Principal Investigator:
Prof. Robert Harley
Dept. of Civil and Environmental Engineering
University of California
Berkeley CA 94720
Tel. 510 643-9168
Email: harley@ce.berkeley.edu


External Project Contact : All UCTC projects are co-sponsored by Caltrans, Contact Sallybeth Scott, Caltrans, 1120 N St., Sacramento, CA 94305, tel. 916 324-2440

Abstract: Motor vehicles are an important source of air pollution on urban, regional, and national scales. A great deal of research has been conducted to characterize vehicle emissions over standardized city and highway driving cycles. Much less is known about the relationship between real-world vehicle emissions and changes in vehicle speed and engine load that occur as driving conditions change. This knowledge is needed to assess the air pollution impact of traffic congestion and its mitigation strategies. We will measure on-road vehicle emissions in a California highway tunnel where vehicle speed increases from <40 to ~60 mph between peak and off-peak hours. We will also measure the effects of engine load on emissions by comparing emissions from vehicles driving downhill (morning) versus uphill (afternoon) on a 4% grade. We will quantify effects due to changes in the mix of vehicles driving through the tunnel, using visual observations, license plate surveys, and measurements collected during both weekday and weekend sampling periods. A further objective of this research is to characterize long-term trends in California light-duty vehicle emissions, by adding to a record of on-road measurements that stretches back to tunnel studies conducted in the late 1980s and early 1990s.

Objective:
improve understanding of speed and engine load impacts on emissions methods based on empirical data 

Tasks:
review previous work on the topic, collect data, analyze data, prepare reports

Milestones, Dates:
Official start date Aug. 1, 2001, end July 31, 2002 

Student Involvement:
Graduate Student Researcher 

Technology Transfer Activities:
Publications will be posted on UCTC’s Website.

Relationship to Other UCTC Research:
New project.

Potential Benefits: This research will result in improved understanding of the effects of speed and engine load on emissions, information that is necessary for effective air quality management..

Key Words: air pollution, speed effects, engine load effects

Direct Cost: $42,434


Life -Cycle Environmental and Economic Assessment of Using Recycled Materials for Asphalt Pavements

Principal Investigator:
Prof. Arpad Horvath
109 McLaughlin Hall
UC Berkeley
Berkeley CA 94720
Tel 510 642-7300
Email: horvath@ce.berkeley.edu


External Project Contact : All UCTC projects are co-sponsored by Caltrans, Contact Sallybeth Scott, Caltrans, 1120 N St., Sacramento, CA 94305, tel. 916 324-2440

Abstract: The public, industry and governments have become increasingly interested in green design and engineering as approaches towards better environmental quality and sustainable development. Pavement construction is one of the largest consumers of natural resources. Recycling of pavements represents an important opportunity to save the mining and use of virgin materials, conserve energy, divert materials away from landfills, and save scarce tax dollars. How much pollution, energy, natural resources, and money could be saved by using secondary materials in road construction? What are the engineering limits of using recycled materials in roads? Can we recycle over and over again pavements that contain rubber, glass, and other secondary materials? This research will quantify the environmental and economic costs and benefits of recycling asphalt pavements, and using secondary materials for their construction. The impacts will be traced through the related life-cycles and supply chains for material and energy inputs, water consumption, hazardous and non-hazardous waste generation, toxic discharges, and greenhouse gas as well as particulate matter emissions. Life-cycle environmental and economic assessment methods will be coupled with construction process models. Stakeholders will be able to use the resulting computer tool for decision-making and scenario analysis as parameters of the pavement recycling model change over time and from region to region.

Objective:
develop model of pavement life-cycle costs considering environmental as well as direct costs 

Tasks:
review previous work on the topic, assemble data, develop model, demonstrate model, prepare reports

Milestones, Dates:
Official start date Aug. 1, 2001, end July 31, 2002 

Student Involvement:
Graduate Student Researcher 

Technology Transfer Activities:
Publications will be posted on UCTC’s Website.

Relationship to Other UCTC Research:
New project.

Potential Benefits: This research will result in a computer tool for that helps managers analyze pavement design costs considering economic and environmental factors. 

Key Words: pavement management, life cycle costs, environmental costs, pavement recycling

Direct Cost: $45,546

 

Putting Back the Pleasure in the Drive: Reclaiming Urban Parkways for the 21st Century

Principal Investigator: 
Professor Anastasia Loukaitou-Sideris
Department of Urban Planning
School of Public Policy and Social Research
University of California, Los Angeles
3250 Public Policy Building, Box 951467
Los Angeles, CA 90095-1467
Tel. 310 206-9679
Email: sideris@ucla.edu


External Project Contact : All UCTC projects are co-sponsored by Caltrans, Contact Sallybeth Scott, Caltrans, 1120 N St., Sacramento, CA 94305, tel. 916 324-2440

Abstract: This research proposes to investigate the problems and prospects of urban parkways by focusing on the "first freeway of the West," the celebrated Arroyo Seco Parkway. Hailed in the 1920s and 1930s as marvels of engineering innovation, and as safe and efficient alternatives to non-limited access arterials, urban parkways are facing a series of problems today that include high accident rates and congestion. The Arroyo Seco Parkway was originally, built to carry 27,000 automobiles per day at 45mph. Today it carries over 120,000 cars per day at speeds often exceeding the official limit of 55mph. While the parkway is a cherished part of the area's heritage, is eligible for the National Register of Historic Places, and has been recently designated as an American Civil Engineering Landmark, the historic and aesthetic significance of the road is not recognized from an operational and legal perspective. This research will use the Arroyo Seco Parkway as a case study to evaluate the prospects for managing existing historic parkways, and to investigate the relationship between the physical qualities of parkways, their usefulness as transportation corridors, and their relative safety. Research tasks will include analysis of historic plans and documents, experiential analysis, analysis of accidents, and compilation of policies for the management of urban parkways.

Objective:
develop approaches for managing urban parkways

Tasks:
review previous work on the topic, conduct on-site analysis, analyze accident data, examine policy options, prepare reports

Milestones, Dates:
Official start date Aug. 1, 2001, end July 31, 2002 

Student Involvement:
Graduate Student Researcher 

Technology Transfer Activities:
Publications will be posted on UCTC’s Website.

Relationship to Other UCTC Research:
New project.

Potential Benefits: This research will document the history of an historic parkway in California and will develop policy options for better managing parkways. 

Key Words: parkways, safety, historic sites

Direct Cost: $43,682

 


Reinforcement Learning in Transportation Infrastructure Management'


Principal Investigator:

Prof. Samer Madanat
Institute of Transportation Studies
University of California
Berkeley CA 94720
Tel. 510 643-1084
Email: madanat@ce.berkeley.edu


External Project Contact : All UCTC projects are co-sponsored by Caltrans, Contact Sallybeth Scott, Caltrans, 1120 N St., Sacramento, CA 94305, tel. 916 324-2440

Abstract: Infrastructure Management Systems support agencies in developing efficient policies to monitor, maintain and repair deteriorating facilities in transportation infrastructure networks. Traditionally, Infrastructure Management Systems have been based on a time-invariant characterization of a facility’s deterioration process. However, a constant single model of a facility’s deterioration may not be appropriate given the variability over time of causal factors such as traffic and environmental conditions. When this variability over time is accounted for, the infrastructure management problem becomes a Reinforcement Learning problem. One possible approach for solving this Reinforcement Learning problem would be to represent facility deterioration process using a time-varying stochastic model. The problem of finding optimal policies to manage infrastructure facilities and networks can then be formulated as an adaptive control problem, where observations of facility condition over time can be used to update the parameters of the models. An alternative to this approach is to use temporal difference learning. This approach allows us to develop policies without having to model a facility’s deterioration process. Instead, the information that is gathered by the transportation agency is used to evaluate maintenance and repair policies directly, without using a stochastic process to represent facility deterioration.

Objective: improve modeling of infrastructure deterioration processes using adaptive control concepts 

Tasks:
review previous work on the topic, develop new methods, test methods and compare to other options, prepare reports

Milestones, Dates:
Official start date Aug. 1, 2001, end July 31, 2002 

Student Involvement:
Graduate Student Researcher 

Technology Transfer Activities:
Publications will be posted on UCTC’s Website.

Relationship to Other UCTC Research:
New project.

Potential Benefits: This research will result in improved methods for analyzing and evaluating infrastructure deterioration and its management..

Key Words: infrastructure deterioration, infrastructure management, difference learning models

Direct Cost: $70,582

Dissonance between Desired and Current Residential Neighborhood Type: Relationships to Travel-Related Attitudes and Behavior

Principal Investigator:
Prof. Patricia L. Mokhtarian
Department of Civil and Environmental Engineering
University of California, Davis
One Shields Ave.
Davis, CA 95616
(530) 752-7062
Email: plmokhtarian@ucdavis.edu 

Other Key Participants:
Prof. Ilan Salomon
Institute of Transportation Studies
University of California, Davis
One Shields Ave.
Davis, CA 95616
(530) 752-4909
Email: msilans@mscc.huji.ac.il


External Project Contact : All UCTC projects are co-sponsored by Caltrans, Contact Sallybeth Scott, Caltrans, 1120 N St., Sacramento, CA 94305, tel. 916 324-2440

Abstract: Little research has been conducted into the extent to which residents of a particular neighborhood are currently mismatched in terms of the land use pattern of their desired type of neighborhood. Such an investigation could offer new insight into the nature of the association of land use configuration with travel behavior. For example, to the extent that the travel behavior of mismatched residents is very similar to that of well-matched residents, it would provide some support for the contention that the land use configuration itself is able to elicit certain travel behavior, even against a predisposition that is different. On the other hand, if travel patterns differ between these two groups, it is important to explore the extent of mismatch in the population (indicating a higher propensity to change neighborhood types), and the extent to which observed travel patterns for a certain land use type are affected by the behavior of mismatched residents. We propose to investigate these and related questions, using previously collected data from 1,900 residents of three San Francisco Bay Area neighborhoods.

Objective:
improve understanding of residential location preferences and their effects on travel behavior 

Tasks:
review previous work on the topic, assemble data, analyze data, prepare reports

Milestones, Dates:
Official start date Aug. 1, 2001, end July 31, 2002 

Student Involvement:
Graduate Student Researcher 

Technology Transfer Activities:
Publications will be posted on UCTC’s Website.

Relationship to Other UCTC Research:
New project.

Potential Benefits: This research will result in greater insight into transportation effects of residential location, looking at preferred as well as actual location characteristics.

Key Words: residential location, travel behavior

Direct Cost: $55,126


Optimal Control Policies for Urban Corridor Management

Principal Investigator:
Professor Will Recker
Institute of Transportation Studies
University of California, Irvine
Irvine, CA
Tel. 949 824-5642
Email: wwrecker@uci.edu


External Project Contact : All UCTC projects are co-sponsored by Caltrans, Contact Sallybeth Scott, Caltrans, 1120 N St., Sacramento, CA 94305, tel. 916 324-2440

Abstract: This proposal will develop an integrated optimal control approach, with an embedded travel demand model that reflects drivers’ response to the integrated optimal control system that determines the on-ramp metering rates and the urban vehicle-actuated signal timing settings in corridor networks so as to achieve a pre-specified common goal. A primary goal of the work proposed herein is to demonstrate that congestion within corridor networks can be reduced in a more effective way if the control strategies for each component sub network are geographically integrated and coordinated to reflect interaction among systems, allowing the various traffic control measures to cooperate rather than compete. The integrated control problem relating to on-ramp and urban signal control strategies will be formulated as an optimal control problem of determining such control variables as the on-ramp metering rates, the minimum green duration, the maximum green duration (or force off), background cycle length (if coordinated) and the critical time gap for vehicle actuated urban signals, subject to the control constrains, so as to minimize the system total travel time. The approach will take into consideration the interaction between the control strategy and drivers' response to it. A numerical method will be proposed for the solution of the formulated optimal control problem.

Objective:
develop optimal control approach for ramp metering and signal actuation, with an embedded travel demand model that reflects driver response to ramp meter rates and signal timing

Tasks:
review previous work on the topic, assemble data, develop methodology, prepare reports

Milestones, Dates:
Official start date Aug. 1, 2001, end July 31, 2002 

Student Involvement:
Graduate Student Researcher 

Technology Transfer Activities:
Publications will be posted on UCTC’s Website.

Relationship to Other UCTC Research:
New project.

Potential Benefits: This research will result in improved methods for signal timing and ramp meter control.

Key Words: signal timing, ramp metering, demand analysis, optimal control strategy

Direct Cost: $50,623


The Impact of Motor Vehicle Transportation on Water Quality

Principal Investigator: 
Prof. Jean Daniel Saphores
Institute of Transportation Studies
University of California, Irvine
Irvine, CA 92697-3600
Tel.949 824-7334
Email: saphores@uci.edu


External Project Contact : All UCTC projects are co-sponsored by Caltrans, Contact Sallybeth Scott, Caltrans, 1120 N St., Sacramento, CA 94305, tel. 916 324-2440

Abstract: This research will analyze the impact of road transportation by motor vehicles on water quality in California. Air pollution and noise externalities have been the object of many studies to inform public policy on pollution control, yet the impact on water quality of operating motor vehicles on roadways has not received much attention. Our investigation will include the impacts on water quality from constructing motor vehicles and road infrastructure, operating vehicles, and disposing of used motor vehicles. We will review the engineering, planning, and economic literatures; collect information about relevant policies in OECD countries and at the federal, state, and local levels; quantify pollution impacts whenever possible; identify data gaps; and critically review the policies that have been proposed to deal with this problem. Better understanding sources of water pollution is important at a time where the population of California is growing and there are few options for new supplies of water. Finally, we will develop policy recommendations tailored to the situation in California.

Objective:
improve understanding of road transportation impacts on water quality in California 

Tasks:
review previous work on the topic, assemble data, analyze data, prepare reports

Milestones, Dates:
Official start date Aug. 1, 2001, end July 31, 2002 

Student Involvement:
Graduate Student Researcher 

Technology Transfer Activities:
Publications will be posted on UCTC’s Website.

Relationship to Other UCTC Research:
New project.

Potential Benefits: This research will result in greater insight into road transportation impacts on water quality and on the policy options that can be used to reduce pollution, especially in the California context.

Key Words: road transportation, water quality, environmental quality

Direct Cost: $48,109


Equity and Environmental Justice in Transportation

Principal Investigator:
Prof. Martin Wachs
109 McLaughlin Hall
UC Berkeley
Berkeley CA 94720
Tel 510 542-3585
Email: mwachs@uclink.berkeley.edu




External Project Contact : All UCTC projects are co-sponsored by Caltrans, Contact Sallybeth Scott, Caltrans, 1120 N St., Sacramento, CA 94305, tel. 916 324-2440

Abstract: The Environmental Justice movement in transportation has based many claims on concerns for equity in transportation finance and in the distribution of direct and indirect costs and benefits of transportation. Under Title VI of the Civil Rights Act and under several executive orders, the U.S. Department of Transportation requires transit agencies and metropolitan planning agencies to report on the equitability of their programs. In addition, there is a scholarly literature on the theme of equity and its measurement. This research project will review formal, scholarly definitions of equity and analytical measures by which equity in transportation can be measured. It will also review measures of equity used by public agencies as they comply with federal reporting requirements and it will review equity measures used by environmental justice advocacy groups. It will note consistencies and inconsistencies in these definitions, and will propose indicators of equity that can advance the cause of environmental justice by providing better measures for use in the analysis of transportation projects or programs. The project will produce a scholarly analysis of equity in environmental justice for transportation, and a primer on the measurement of equity for environmental justice advocates and transportation agency practitioners.

Objective:
improve understanding of transportation equity and environmental justice

Tasks:
review previous work on the topic, assemble data, analyze data, prepare reports

Milestones, Dates:
Official start date Aug. 1, 2001, end July 31, 2002 

Student Involvement:
Graduate Student Researcher 

Technology Transfer Activities:
Publications will be posted on UCTC’s Website.

Relationship to Other UCTC Research:
New project.

Potential Benefits: This research will result in greater insight into transportation equity issues and will offer analysis guidance.

Key Words: equity, environmental justice, civil rights, social impact

Direct Cost: $53,937

 


 

Dissertation   Research:

Economic Spillovers and Highway Finance Reform: Is Decentralization of Highway Finance Appropriate at a Metropolitan Level?

Saksith Tan Chalermpong, UC Irvine

Advisor: Marlon Boarnet

 United States highway finance has been highly centralized for virtually the entire post-World War II period.  Recently, several scholars and policy analysts have begun to call for decentralization of highway finance, and the current federal transportation bill, the Transportation Equity Act for the 21st Century (TEA-21), includes explicit provisions to guarantee states a minimum fraction of the funds that they pay into the highway trust fund.  One justification sometimes cited in the literature for decentralized highway finance is the evidence of negative economic spillovers from highway projects.  Recent research, usually using data from counties, has provided evidence that marginal highway investments influence the movement of factors of production, and hence economic activity, across counties. Under the centralized finance system, residents of the places that do not receive highway investment can pay, through the federal tax, for highways that harm their economic welfare.  However, it is unclear that such a pattern of negative spillovers from highway investment would necessarily justify decentralizing highway finance, particularly at a metropolitan level.  For example, a decentralized system of highway finance might encourage competition among local jurisdictions in order to attract private investment, leading to an overprovision of highways. If this hypothesis is true, the centralized scheme of highway finance will be preferred within metropolitan areas. My research answers these policy questions by providing two improvements over the past literature. First, I refine the theoretical model of economic spillovers. Second, I improve the empirical research by using a more detailed geographic quasi-experimental approach with data from the U.S. Census and the 1997 Economic Census.  The results are used to provide more refined policy prescriptions for the appropriate role of federal, state and local highway finance

 Key words:  highway finance, decentralization, economic spillovers

 

 

Development and Validation of Kinematic Wave Traffic Flow Models for Road Networks

Wenlong Jin, UC Davis

Advisor: Michael Zhang

 Kinematic wave models for vehicular traffic, due to their computational efficiency and capability of describing traffic phenomena at the aggregate level, have proved to be valuable tools for developing Advanced Transportation Management and Information System (ATMIS) strategies, such as ramp metering, road pricing, traffic assignment, and route guidance. In this research, based on kinematic wave theory, we develop models of traffic dynamics for different road network components and for different vehicle compositions. The models as building blocks are integrated into a multicommodity network traffic flow model. Data structures and computing algorithms for each building block and the integrated model are further studied in order to obtain a simulation platform, upon which these models are validated and refined with field traffic data.

 Key words:  traffic models, kinematic wave theory, simulation

 

 

The Effect of Local Accessibility on Intercity Mode Choice

Reinhardt Clever, UC Berkeley

Advisor: Mark Hansen

 This research examines whether the positive experience with high speed rail systems built in Europe and Japan is likely to be transferable to the US without significant modifications. A focus of the research is on comparative access to population and business concentrations. I will examine local access in detail and will estimate a model of intercity travel using data from a 1995 Japanese survey.

 Key words:  high speed rail, access, mode choice

  

 

Real-Time Integrated Corridor Control.

Ioannis Pavlis, UC Irvine

Adviser: Wilfred Recker

 Traffic congestion created in corridor networks can be reduced by application of traffic responsive control systems.  The majority of the currently used strategies optimize the coordination of a subnetwork of traffic signals, or the metering rates at a series of freeway on-ramps in a corridor network, without accounting for their interaction.  However, as congestion increases, the assumption that each subnetwork operates in virtual isolation clearly becomes invalid.  Optimal solutions to a traffic congestion problem in one subnetwork can indirectly generate an even larger problem in an adjacent subnetwork, since the operation of most signalized networks and freeways is interdependent. This work aims to reduce congestion by developing methods and models for integrated and control systems) while also accounting for driver route choice. The solution to the problem will provide some control measures so as to optimize a common (joint) objective, given the interaction between the control system and driver’s response (which is modeled on the basis of a discrete route choice model) to it.  More specifically, given the predicted routing of the demand, the linear structure of the mathematical model of the corridor network and the objective function results to a discrete-time linear optimal control problem. This optimal control problem can be viewed as a large-scale Linear Programming (LP) problem.  The LP problem structure is such that enables implementation of logic-based solution methods so as an optimal solution (if one exists) could be derived faster than real-time.  Finally, a procedure that results in a feedback solution is proposed in case of real-life applications.

 Key words: Corridor systems, integrated control problem, discrete choice models, linear optimal feedback control problem, logic-based methods in optimization.

 

 

Emission and Air Quality Effects of Removing MBTE from California Gasoline

Gregory S. Noblet, UC Berkeley

Advisor: Robert Harley

This research will quantify the effects of the impending phase-out of methyl tert-butyl ether (MTBE) from California reformulated gasoline (RFG) on motor vehicle emissions and ambient air quality.  Two replacement gasoline blends, both of which meet California RFG specifications, will be analyzed: 1) an oxygenated gasoline blend containing ethanol and 2) a non-oxygenated high-alkylate gasoline blend.  Pollutant emissions from on-road motor vehicles will be estimated using the most recent Air Resources Board (ARB) vehicle-emissions model, EMFAC2000; total volatile organic compound (VOC) emissions from motor vehicles will be speciated using profiles developed from ARB and other data.  Impacts to air quality resulting from the introduction of these gasoline blends will be quantified using an airshed photochemical air quality model.  Summer and winter meteorological episodes will be modeled to consider worst-case conditions for ozone and air toxics, respectively.  Specific pollutants that will be studied are ozone; ozone precursors; and air toxics including MTBE, ethanol, benzene, 1,3-butadiene, formaldehyde, acetaldehyde, and peroxyacetyl nitrate (PAN). 

Key words: MBTE, air quality, emissions

 

 

High Coverage Point-to-Point Transit (HCPPT): A New Design Concept and Simulation-Evaluation of Operational Schemes for Future Technological Deployment.

Cristian Eduardo Cortes, UC Irvine

Advisor: R. Jayakrishnan

 The research proposed here is the development and evaluation of a new concept for implementable high-coverage point-to-point transit systems, which rely on real-time communication and computing technologies, and advanced routing algorithms for efficient operation. The main goal is to develop conceptual designs different from older schemes, which were often failures. A new conceptual design based on coverage areas and transfer points (hubs), and feasibility simulation results for a flexible transit system like this have been developed so far. Passengers can travel from any point to any other point based on their own real-time personalized travel desires, which is now possible due to advances in communication and computing technologies. The system allows the feasible operation of a large number of transit vehicles (often minibuses and vans), eliminates more than one transfer for any passenger and introduces “passenger pooling” at pickups points with pooled passengers being able to travel to any destination. In addition, the system is ideally suited for much more efficient public investment than in

Key words: conventional transit. The passenger demand for a system such as this is uncertain, but simulations show that under a variety of acceptable demand levels, the system can operate with high cost-effectiveness.

 Key words: transit, new technology, innovations

 

  

Identifying the Effects of Urban Sprawl on Traffic Congestion

Alejandro Lago, UC Berkeley

Advisor: Carlos Daganzo

 The objective of this research is to study how traffic congestion develops in urban areas during the morning commute and how population sprawl may aggravate congestion. We seek to understand the dependence of congestion costs and commuter travel decisions on the population distribution, and how these costs and decisions may vary with location. We will develop a methodology based on continuous approximations to model traffic and commuter behavior on urban networks. Congestion costs will be derived from dynamic equilibrium solutions (e.g. where both the effects of queues and the commuter departure time choices are considered). Today, policy-makers and planners are urged to deploy effective congestion-reducing measures from which they seldom can anticipate the effects. At the same time, there is an emerging debate among planners about the need to control urban sprawl. Our research will provide a new tool to better understand the spatial effects of congestion policies and guide the policy debate more effectively.

 Key words: urban sprawl, congestion, dynamic user equilibrium, continuous approximations.

 

 

A Multiphase Car-Following Model and the Traffic Congestion on a Freeway

Taewan Kim, UC Davis

Advisor: Michael Zhang

 Traffic congestion is one of the most important features in urban transportation systems. To design effective and reliable congestion relief measures such as ramp metering and roadway information provision, we need to understand and model phase transitions from free flow to congested flow and the spatial/temporal evolution of traffic congestion. For this purpose, understanding  drivers’ behavior in various traffic conditions is a prerequisite. While current car-following models capture the general features of traffic flow, they still fall short in describing drivers’ behavior that produces capacity drop and traffic hysteresis, two phenomenon known to be closely related to the onset of congestion and the subsequent stop-start waves. In this research, we (1) develop a car-following model that can well document drivers’ behavior that leads to capacity drop and traffic hysteresis, (2) develop a probability model to explain traffic breakdown and a stop-start wave evolution model. The first model, by providing a sound understanding of drivers’ behavior and a set of mathematical equations to describe it, serves a solid basis for the development of  the latter two models. The results of this research enhance our understanding on the mechanism of traffic congestion and provide models to describe it.

 Key words: car-following models, traffic congestion, freeway operations

 

 

Competitive Contracting in the Mass Transit Industry

Nancy Nicosia, UC Berkeley

Advisor: John Quigley

 Comprehensive empirical evidence of contraction's impact on the mass transit industry is lacking. Using a panel of 319 public transit firms operating from 1993 to 1998, I examine 1) whether cost savings are directly attributable to contracting, and robust to controls for firm heterogeneity and the endogeneity of the contracting decision, 2) whether firms behave strategically in adopting contracting, motivated by bargaining strength of unions and contractors, or by transaction cost factors and economies of scale, 3) whether there is a tradeoff between cost impacts and demand impacts, and 4) what features of implementation are most effective. I will estimate a structural cost model, examine the demand side, and explore the firms’ motivations.

 Key words:  mass transit, contracting, costs, demand, strategic behavior

 

 

Non-intrusive and Anonymous Vehicle Tracking 
in Signalized Networks for Transportation System Evaluation

Cheol Oh, UC Irvine

Advisor: Dr. Stephen G. Ritchie

 This project proposes a network-wide vehicle tracking framework based on non-intrusive and anonymous tracking methods, to yield invaluable real-time traffic information involving link/path travel time and time-variant Origin/Destination demand information. Inductive loop detectors (ILDs) are still the most prevalent surveillance system in the United States and in many countries of the world. Consequently, if vehicle tracking is attainable by ILD-based surveillance systems, significant benefits should accrue from maximizing the efficiency of the existing infrastructure. The proposed vehicle tracking algorithm uses vehicle signatures produced by high-speed scanning detector cards and inductive loop detectors, but can be based on other detector technologies by substituting the appropriate input feature vectors. The results of this research will support both day-to-day operators and managers of the transportation system and long-term designers and planners of the transportation infrastructure, in establishing appropriate transportation policies to address transportation problems.

 Key words:  Vehicle Tracking, Traffic Surveillance System, Real-time Traffic Information, Transportation Policy


 

©2007 UCTC